Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 200-239, Revised as of April 1, 2015 Revised Edition Contributor(s): U S Office of the Federal Register (Compiled by) |
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ISBN: 0160927862 ISBN-13: 9780160927867 Publisher: Government Printing Office OUR PRICE: $62.70 Product Type: Paperback Published: September 2015 |
Additional Information |
BISAC Categories: - Law | Administrative Law & Regulatory Practice - Law | Securities - Business & Economics | Investments & Securities - Portfolio Management |
Physical Information: 1.3" H x 5.9" W x 9.1" (1.95 lbs) 864 pages |
Descriptions, Reviews, Etc. |
Publisher Description: This volume is the Official Government Edition that can be used in the U.S. Courts system. Keywords: investigations; ethics and conduct; securities act of 1933; Securities Act of 1933; interpretations relating to financial reporting matters; energy policy and conservation; debt collection rules; SEC; Securities and Exchange Commission; US Securities and Exchange Commission; securities and exchange commission; sec; electronic filings; investment brokers; investment traders; securities bankers; financial advisors; financial planning; personal finance; securities exchange act of 1934" |