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Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 200-239, Revised as of April 1, 2015 Revised Edition
Contributor(s): U S Office of the Federal Register (Compiled by)
ISBN: 0160927862     ISBN-13: 9780160927867
Publisher: Government Printing Office
OUR PRICE:   $62.70  
Product Type: Paperback
Published: September 2015
Qty:
Temporarily out of stock - Will ship within 2 to 5 weeks
Additional Information
BISAC Categories:
- Law | Administrative Law & Regulatory Practice
- Law | Securities
- Business & Economics | Investments & Securities - Portfolio Management
Physical Information: 1.3" H x 5.9" W x 9.1" (1.95 lbs) 864 pages
 
Descriptions, Reviews, Etc.
Publisher Description:

This volume is the Official Government Edition that can be used in the U.S. Courts system.
17 CFR 200 to 239 primarily features the US Securities and Exchange Commission. In this volume, you will find rules, procedures, standards and regulations pertaining to conduct and etthics, rules of practice, informal and other procedures, rules relating to investigations, debt collection, electronic filings, and more.

Keywords: investigations; ethics and conduct; securities act of 1933; Securities Act of 1933; interpretations relating to financial reporting matters; energy policy and conservation; debt collection rules; SEC; Securities and Exchange Commission; US Securities and Exchange Commission; securities and exchange commission; sec; electronic filings; investment brokers; investment traders; securities bankers; financial advisors; financial planning; personal finance; securities exchange act of 1934"