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Exchange -Traded Funds: SEC New Rules 2018
Contributor(s): Securities and Exchange Commission (Author)
ISBN: 1722093242     ISBN-13: 9781722093242
Publisher: Createspace Independent Publishing Platform
OUR PRICE:   $35.72  
Product Type: Paperback
Published: June 2018
Qty:
Additional Information
BISAC Categories:
- Law | Securities
Physical Information: 0.61" H x 8.5" W x 11" (1.49 lbs) 290 pages
 
Descriptions, Reviews, Etc.
Publisher Description:

This PRINT REPLICA is the proposed new rules on Exchange -Traded Funds - Released by SEC JUNE 28, 2018

The Securities and Exchange Commission (SEC) proposes to rescind certain exemptive orders that have been granted to ETFs and their sponsors and also is proposing certain disclosure amendments to Forms to provide investors who purchase and sell ETF shares on the secondary market with additional information regarding ETF trading costs, regardless of whether such ETFs are structured as registered open-end management investment companies ("open-end funds") or unit investment trusts ("UITs").

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Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds